United States Code
TITLE 15 - COMMERCE AND TRADE
CHAPTER 2D - INVESTMENT COMPANIES AND ADVISERS
SUBCHAPTER I - INVESTMENT COMPANIES
§ 80a-1. Findings and declaration of policy.
§ 80a-2. Definitions.
§ 80a-3. Definitions of investment company.
§ 80a-3a. Protection of philanthropy under State law.
§ 80a-4. Classification of investment companies.
§ 80a-5. Subclassification of management companies.
§ 80a-6. Exemptions.
§ 80a-7. Transactions by unregistered investment companies.
§ 80a-8. Registration of investment companies.
§ 80a-9. Ineligibility of certain affiliated persons and underwriters.
§ 80a-10. Affiliations or interest of directors, officers, and employees.
§ 80a-11. Offers to exchange securities.
§ 80a-12. Functions and activities of investment companies.
§ 80a-13. Changes in investment policy.
§ 80a-14. Size of investment companies.
§ 80a-15. Contracts of advisers and underwriters.
§ 80a-16. Board of directors.
§ 80a-17. Transactions of certain affiliated persons and underwriters.
§ 80a-18. Capital structure of investment companies.
§ 80a-19. Payments or distributions.
§ 80a-20. Proxies; voting trusts; circular ownership.
§ 80a-21. Loans by management companies.
§ 80a-22. Distribution, redemption, and repurchase of securities; regulations by securities associations.
§ 80a-23. Closed-end companies.
§ 80a-24. Registration of securities under Securities Act of 1933.
§ 80a-25. Reorganization plans; reports by Commission.
§ 80a-26. Unit investment trusts.
§ 80a-27. Periodic payment plans.
§ 80a-28. Face-amount certificate companies.
§ 80a-29. Reports and financial statements of investment companies and affiliated persons.
§ 80a-30. Accounts and records.
§ 80a-31. Accountants and auditors.
§ 80a-32. Filing of documents with Commission in civil actions.
§ 80a-33. Destruction and falsification of reports and records.
§ 80a-34. Unlawful representations and names.
§ 80a-35. Breach of fiduciary duty.
§ 80a-36. Larceny and embezzlement.
§ 80a-37. Rules, regulations, and orders.
§ 80a-38. Procedure for issuance of rules and regulations.
§ 80a-39. Procedure for issuance of orders.
§ 80a-40. Hearings by Commission.
§ 80a-41. Enforcement of subchapter.
§ 80a-42. Court review of orders.
§ 80a-43. Jurisdiction of offenses and suits.
§ 80a-44. Disclosure of information filed with Commission; copies.
§ 80a-45. Reports by Commission; hiring and leasing authority.
§ 80a-46. Validity of contracts.
§ 80a-47. Violation of subchapter.
§ 80a-48. Penalties.
§ 80a-49. Construction with other laws.
§ 80a-50. Separability.
§ 80a-51. Short title.
§ 80a-52. Effective date.
§ 80a-53. Election to be regulated as business development company.
§ 80a-54. Acquisition of assets by business development companies.
§ 80a-55. Qualifications of directors.
§ 80a-56. Transactions with certain affiliates.
§ 80a-57. Changes in investment policy.
§ 80a-58. Incorporation of subchapter provisions.
§ 80a-59. Functions and activities of business development companies.
§ 80a-60. Capital structure.
§ 80a-61. Loans.
§ 80a-62. Distribution and repurchase of securities.
§ 80a-63. Accounts and records.
§ 80a-64. Preventing compliance with subchapter; liability of controlling persons.
SUBCHAPTER II - INVESTMENT ADVISERS
§ 80b-1. Findings.
§ 80b-2. Definitions.
§ 80b-3. Registration of investment advisers.
§ 80b-4. Reports by investment advisers.
§ 80b-4a. Prevention of misuse of nonpublic information.
§ 80b-5. Investment advisory contracts.
§ 80b-6. Prohibited transactions by investment advisers.
§ 80b-6a. Exemptions.
§ 80b-7. Material misstatements.
§ 80b-8. General prohibitions.
§ 80b-9. Enforcement of subchapter.
§ 80b-10. Disclosure of information by Commission.
§ 80b-11. Rules, regulations, and orders of Commission.
§ 80b-12. Hearings.
§ 80b-13. Court review of orders.
§ 80b-14. Jurisdiction of offenses and suits.
§ 80b-15. Validity of contracts.
§ 80b-16. Annual reports of Commission.
§ 80b-17. Penalties.
§ 80b-18. Hiring and leasing authority of Commission.
§ 80b-18a. State control of investment advisers.
§ 80b-19. Separability.
§ 80b-20. Short title.
§ 80b-21. Effective date.
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