15 USC Sec. 5406 (01/16/96)

§ 5406. Sale of fasteners subsequent to manufacture

(a) Domestically produced fasteners
It shall be unlawful for a manufacturer to sell any shipment of fasteners (except fasteners for which the Secretary has waived the requirements of this chapter pursuant to section 5403 of this title) which are manufactured in the United States unless the fasteners are accompanied, at the time of delivery, by a written certificate by the manufacturer certifying that -
- (1) the fasteners have been manufactured according to the requirements of the applicable standards and specifications and have been inspected and tested by a laboratory accredited in accordance with the procedures and conditions specified by the Secretary under section 5405 of this title; and
- (2) an original laboratory testing report described in section 5404(c) of this title is on file with the manufacturer, or under such custody as may be prescribed by the Secretary, and available for inspection.
(b) Fasteners of foreign origin
- (1) Except as provided in paragraph (2) of this subsection, it shall be unlawful -
  - (A) for any person to sell to any importer, and
  - (B) for any importer to purchase, any shipment of fasteners which are manufactured outside the United States unless delivery of such shipment to such importer is accompanied by a manufacturer's certificate as described in subsection (a) of this section, an original laboratory testing report described in section 5404(c) of this title, with respect to each lot from which such fasteners were taken, and any other relevant lot identification information.
- (2) The requirement under paragraph (1) of this subsection that the delivery of such a shipment to such importer be accompanied by an original laboratory testing report shall not apply in the case of fasteners imported into the United States -
  - (A) as products manufactured within a nation which is party to a congressionally-approved free trade agreement with the United States that is in effect, so long as the Secretary certifies that satisfactory arrangements have been reached by which purchasers within the United States can readily gain access to an original laboratory testing report for such fasteners; or
  - (B) as Canadian-origin products under the United States-Canada Automobile Pact for use as original equipment in the manufacture of motor vehicles.
(c) Option for importers and private label distributors
- (1) Notwithstanding section 5404(a) of this title and subsections (a) and (b) of this section, delivery of a lot, or portion of a lot, of fasteners may be made to an importer or private label distributor without the required original copy of the laboratory testing report if -
  - (A) the manufacturer provides to the importer or private label distributor a manufacturer's certificate certifying that the fasteners have been manufactured according to the requirements of the applicable standards and specifications; and
  - (B) the importer or private label distributor assumes responsibility in writing for the inspection and testing of such lot or portion by a laboratory accredited in accordance with the procedures and conditions specified by the Secretary under section 5405 of this title.
- (2) If the importer or private distributor assumes the responsibility in writing for the inspection and testing of such lot or portion, the provisions of section 5404(a) of this title and subsections (a) and (b) of this section shall apply to the importer or private label distributor in the same manner and extent as to a manufacturer; except that the importer or private label distributor shall provide to the testing laboratory the manufacturer's certificate described under paragraph (1) of this subsection.
(d) Alterations subsequent to manufacture
- (1) Any person who significantly alters a fastener so that such fastener no longer conforms to the description in the relevant certificate issued under section 5404(c) of this title, and who thereafter offers for sale or sells such altered fastener, shall be treated as a manufacturer for purposes of this chapter and shall cause such altered fastener to be inspected and tested under section 5404 of this title or this section as though it were newly manufactured, unless delivery of such fastener to the purchaser is accompanied by a written statement noting the original lot number, disclosing the subsequent alteration, and warning that such alteration may affect the dimensional or physical characteristics of the fastener.
- (2) Any person who knowingly sells an altered fastener and who did not alter such fastener shall provide to the purchaser a copy of the statement required by paragraph (1).
(e) Commingling
- (1) Subject to paragraph (2), it shall be unlawful for any manufacturer or any person who purchases any quantity of fasteners for resale at wholesale to commingle like fasteners from different lots in the same container; except that such manufacturer or such person may commingle like fasteners of the same type, grade, and dimension from not more than two tested and certified lots in the same container during repackaging and plating operations: Provided, That any container which contains like fasteners from two lots shall be conspicuously marked with the lot identification numbers of both lots.
- (2) Paragraph (1) does not apply to sales by original equipment manufacturers to their authorized dealers for use in assembling or servicing products produced by the original equipment manufacturers.
(f) Subsequent purchaser
- (1) It shall be unlawful for any person to sell fasteners, of any quantity, to any person who purchases such fasteners -
  - (A) for sale at wholesale, or
  - (B) for assembling components of a product or structure for sale, unless the container of fasteners sold is conspicously (FOOTNOTE 1) marked with the number of the lot from which such fasteners were taken, except that this requirement shall not apply to sales by original equipment manufacturers to their authorized dealers for use in assembling or servicing products produced by the original equipment manufacturer.
    (FOOTNOTE 1) So in original. Probably should be "conspicuously".
- (2) If a person who purchases fasteners for purposes other than those described in paragraph (1)(A) and (B) so requests either prior to the sale or at the time of sale, the seller shall conspicuously mark the container of fasteners with the lot number from which such fasteners were taken.
(g) Regulations
The Secretary may issue such regulations as may be necessary to ensure compliance with the provisions of this section.