• § 78a. Short title.
  • § 78b. Necessity for regulation.
  • § 78c. Definitions and application.
  • § 78d. Securities and Exchange Commission.
  • § 78d-1. Delegation of functions by Commission.
  • § 78d-2. Transfer of functions with respect to assignment of personnel to chairman.
  • § 78e. Transactions on unregistered exchanges.
  • § 78f. National securities exchanges.
  • § 78g. Margin requirements.
  • § 78h. Restrictions on borrowing and lending by members, brokers, and dealers.
  • § 78i. Manipulation of security prices.
  • § 78j. Manipulative and deceptive devices.
  • § 78j-1. Audit requirements.
  • § 78k. Trading by members of exchanges, brokers, and dealers.
  • § 78k-1. National market system for securities; securities information processors.
  • § 78l. Registration requirements for securities.
  • § 78l-1. Applications for unlisted trading privileges deemed filed under section 78l of this title.
  • § 78m. Periodical and other reports.
  • § 78n. Proxies.
  • § 78o. Registration and regulation of brokers and dealers.
  • § 78o-1. Brokers deemed to be registered.
  • § 78o-2. Liabilities arising prior to amendment unaffected.
  • § 78o-3. Registered securities associations.
  • § 78o-4. Municipal securities.
  • § 78o-5. Government securities brokers and dealers.
  • § 78p. Directors, officers, and principal stockholders.
  • § 78q. Records and reports.
  • § 78q-1. National system for clearance and settlement of securities transactions.
  • § 78q-2. Automated quotation systems for penny stocks.
  • § 78r. Liability for misleading statements.
  • § 78s. Registration, responsibilities, and oversight of self-regulatory organizations.
  • § 78t. Liability of controlling persons and persons who aid and abet violations.
  • § 78t-1. Liability to contemporaneous traders for insider trading.
  • § 78u. Investigations and actions.
  • § 78u-1. Civil penalties for insider trading.
  • § 78u-2. Civil remedies in administrative proceedings.
  • § 78u-3. Cease-and-desist proceedings.
  • § 78u-4. Private securities litigation.
  • § 78u-5. Application of safe harbor for forward-looking statements.
  • § 78v. Hearings by Commission.
  • § 78w. Rules, regulations, and orders; annual reports.
  • § 78x. Public availability of information.
  • § 78y. Court review of orders and rules.
  • § 78z. Unlawful representations.
  • § 78aa. Jurisdiction of offenses and suits.
  • § 78aa-1. Special provision relating to statute of limitations on private causes of action.
  • § 78bb. Effect on existing law.
  • § 78cc. Validity of contracts.
  • § 78dd. Foreign securities exchanges.
  • § 78dd-1. Prohibited foreign trade practices by issuers.
  • § 78dd-2. Prohibited foreign trade practices by domestic concerns.
  • § 78ee. Transaction fees.
  • § 78ff. Penalties.
  • § 78gg. Separability.
  • § 78hh. Effective date.
  • § 78hh-1. Effective date of certain sections.
  • § 78ii, 78jj. Omitted or Repealed.
  • § 78kk. Authorization of appropriations.
  • § 78ll. Requirements for the EDGAR system.

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